Hao Pan
潘昊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Pan (潘昊), a licensed Representative with CE reference BHR983. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | present |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-30 | 2018-04-05 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-06-28 | 2018-04-05 |