Shuo Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuo Wang (王爍), a licensed Representative with CE reference BHP870. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 9.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-03 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-30 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-05 | 2021-05-10 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-04 | 2021-05-10 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-31 | 2017-11-20 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-17 | 2016-12-31 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-06-17 | 2016-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuo Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.