Barry John Gill
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry John Gill ( ), a licensed former licensee with CE reference BHP725. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-08-20 | 2019-08-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-08-20 | 2019-08-23 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-01-28 | 2019-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-01-28 | 2019-02-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-06-01 | 2018-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-06-01 | 2018-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-06-23 | 2017-06-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-06-23 | 2017-06-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-06-16 | 2016-06-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-06-16 | 2016-06-17 |