Scot Preston Mitchell

CE No. BHP608 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scot Preston Mitchell (), a licensed former licensee with CE reference BHP608. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-08-22 2016-09-30
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2016-08-22 2016-09-30
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-08-22 2016-09-30
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2016-08-22 2016-09-30
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2016-08-22 2016-09-30
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2016-08-22 2016-09-30
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2016-06-16 2016-07-08
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2016-06-16 2016-07-08
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2016-06-16 2016-07-08
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2016-06-16 2016-07-08
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2016-06-16 2016-07-08
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2016-06-16 2016-07-08

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