Xiaoting Xia
夏晓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Xia (夏晓婷), a licensed former licensee with CE reference BHO438. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-11-22 | 2022-03-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2025-08-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-29 | 2025-08-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-29 | 2025-08-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-27 | 2021-10-08 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-08-27 | 2021-10-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-27 | 2021-10-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-26 | 2021-08-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2021-08-13 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-23 | 2021-08-13 |
| Longrun Financial Group Limited 朗潤金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-08 | 2017-03-15 |