Charles Michel Guillaume Edouard Polovy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Michel Guillaume Edouard Polovy ( ), a licensed former licensee with CE reference BHO026. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-17 | 2017-11-26 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2017-11-17 | 2017-11-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-12-28 | 2017-01-15 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-12-28 | 2017-01-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-06-02 | 2016-06-16 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2016-06-02 | 2016-06-16 |