Priscilla Marilyn Lu
陸美珩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Priscilla Marilyn Lu (陸美珩), a licensed former licensee with CE reference BHN998. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-20 | 2019-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2016-09-20 | 2019-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2016-09-20 | 2019-03-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-27 | 2016-09-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-27 | 2016-09-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2016-05-27 | 2016-09-20 |