James Everett Nicholas

CE No. BHN911 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Everett Nicholas (), a licensed former licensee with CE reference BHN911. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
UBS Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2016-06-02 2016-06-08
UBS Asset Management (Hong Kong) Limited Rep Type 4 - Advising on securities 2016-06-02 2016-06-08

Related