Yang (SFC:BHL328) He
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BHL328) He ( ), a licensed former licensee with CE reference BHL328. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2017-05-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-17 | 2017-05-12 |