Yi-Ju (SFC:BHK873) Chen
陳怡如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-Ju (SFC:BHK873) Chen (陳怡如), a licensed former licensee with CE reference BHK873. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-06 | 2017-05-31 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-06 | 2017-05-31 |