Yu (SFC:BHK872) Wang
王宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BHK872) Wang (王宇), CE reference BHK872. Currently licensed at 1 firm(s): Five States Capital Resources Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-16 | present |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 9 — Asset management | 2019-01-16 | present |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-14 | 2022-06-01 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-27 | 2019-10-14 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-16 | 2019-01-16 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-16 | 2019-01-16 |