David Walter Hauner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Walter Hauner ( ), a licensed former licensee with CE reference BHK408. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-05-09 | 2017-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-05-09 | 2017-07-04 |