Tao (SFC:BHK041) Li
李陶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:BHK041) Li (李陶), a licensed former licensee with CE reference BHK041. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-04 | 2020-12-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-04 | 2020-12-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-04 | 2020-12-18 |