Yan (SFC:BHJ457) Xiao
肖彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BHJ457) Xiao (肖彥), a licensed former licensee with CE reference BHJ457. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-27 | 2016-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-27 | 2016-08-31 |