Nicholas James Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Walker ( ), a licensed former licensee with CE reference BHH190. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-28 | 2020-03-18 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-21 | 2019-04-11 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-05-21 | 2019-04-11 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-13 | 2018-02-09 |