Waner Li
李婉儿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Waner Li (李婉儿), a licensed former licensee with CE reference BHF726. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-11-20 | 2019-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-11-20 | 2019-05-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-11-20 | 2019-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-05 | 2017-05-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-05 | 2017-05-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-05 | 2017-05-29 |