Yating Guan
關亞婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yating Guan (關亞婷), a licensed former licensee with CE reference BHD239. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-12-22 | 2017-10-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-12-22 | 2017-10-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-22 | 2017-10-16 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-03-11 | 2016-10-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-03-11 | 2016-10-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-03-11 | 2016-10-31 |