Yuxi (SFC:BHC860) Chen
陳彧西
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuxi (SFC:BHC860) Chen (陳彧西), a licensed former licensee with CE reference BHC860. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-11-17 | 2018-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2017-11-17 | 2018-07-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2016-03-08 | 2016-11-04 |