Rika Hung (NISHIMURA)
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rika Hung (NISHIMURA), CE reference BHB795. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-20 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-20 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-06-05 | 2017-06-09 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-09-26 | 2016-10-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2016-02-29 | 2016-03-16 |