Shaowei Toh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaowei Toh ( ), a licensed former licensee with CE reference BHB312. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2019-03-04 | 2019-03-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-03-04 | 2019-03-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-06-05 | 2018-06-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-06-05 | 2018-06-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-12-21 | 2017-12-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-12-21 | 2017-12-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-26 | 2016-03-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-26 | 2016-03-04 |