Alan Cornelia H. Cauberghs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Cornelia H. Cauberghs ( ), a licensed former licensee with CE reference BHA630. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-03-10 | 2017-05-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-08-11 | 2016-08-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-03-10 | 2016-03-14 |