Richard Casey Talbot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Casey Talbot ( ), a licensed former licensee with CE reference BHA427. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-05 | 2016-04-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-04-05 | 2016-04-08 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-22 | 2016-02-26 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-22 | 2016-02-26 |