Gary Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Chen ( ), a licensed former licensee with CE reference BHA294. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-07 | 2022-08-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-08-07 | 2022-08-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-01 | 2022-08-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 5 — Advising on futures contracts | 2016-03-01 | 2022-08-05 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2016-03-01 | 2022-08-05 |