Di (SFC:BHA097) Wu
吳迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Di (SFC:BHA097) Wu (吳迪), a licensed former licensee with CE reference BHA097. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-02-22 | 2016-10-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-22 | 2019-02-18 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-02-22 | 2016-10-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2016-02-22 | 2019-02-18 |