Wai Sum (SFC:BHA088) Tam
譚惠心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum (SFC:BHA088) Tam (譚惠心), a licensed former licensee with CE reference BHA088. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-17 | 2019-11-24 |
| CCB Securities Limited 建行證券有限公司 |
Rep | Type 9 — Asset management | 2016-11-17 | 2019-11-24 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-16 | 2016-10-16 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-02-16 | 2016-10-16 |