Yun (SFC:BGW787) Chen
陳韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun (SFC:BGW787) Chen (陳韵), a licensed former licensee with CE reference BGW787. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oberweis Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-10-08 | 2023-03-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-21 | 2019-08-01 |