Christopher David Ludlam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher David Ludlam ( ), a licensed former licensee with CE reference BGV479. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-03-09 | 2017-03-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-09-05 | 2016-09-07 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-01-25 | 2016-01-29 |