James Stephen Buckland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Stephen Buckland, a licensed former licensee with CE reference BGV232. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-01 | 2018-03-08 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-02-23 | 2017-03-03 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-15 | 2016-01-22 |