Ho Kwan (SFC:BGV078) Lee
李浩堃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kwan (SFC:BGV078) Lee (李浩堃), a licensed former licensee with CE reference BGV078. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-12 | 2023-10-27 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-12 | 2023-10-27 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-06-30 | 2022-08-07 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2022-04-06 | 2022-08-07 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-21 | 2022-08-07 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-17 | 2022-08-07 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-01-17 | 2022-08-07 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-29 | 2020-12-24 |