Edmund Marsden Carroll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Marsden Carroll ( ), a licensed former licensee with CE reference BGU584. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-21 | 2018-06-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-03-15 | 2017-03-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-11-03 | 2016-11-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-01-11 | 2016-01-15 |