Carlos Jr Ranchez Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carlos Jr Ranchez Yu ( ), a licensed former licensee with CE reference BGT941. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-02-17 | 2017-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2017-02-17 | 2017-02-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-01-14 | 2016-01-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-01-14 | 2016-01-16 |