Li Yen Ng
吳莉燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Yen Ng (吳莉燕), a licensed former licensee with CE reference BGT393. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-05 | 2022-09-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-25 | 2018-05-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-20 | 2018-04-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-04 | 2017-11-03 |