Harshwardhan Jha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harshwardhan Jha ( ), a licensed former licensee with CE reference BGR022. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2017-04-03 | 2020-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-12-21 | 2015-12-31 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-12-21 | 2015-12-31 |