Ian Robert Maynard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Robert Maynard ( ), a licensed former licensee with CE reference BGR018. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-02 | 2019-09-06 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-09-02 | 2019-09-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-06-04 | 2019-06-07 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-06-04 | 2019-06-07 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-03-15 | 2019-03-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-03-15 | 2019-03-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-01-07 | 2019-01-10 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2019-01-07 | 2019-01-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-24 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-24 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-07-23 | 2018-07-29 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-19 | 2018-04-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-10-19 | 2017-10-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-13 | 2017-07-20 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-01-20 | 2017-01-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-05-19 | 2016-05-27 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-02-11 | 2016-02-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-12-15 | 2015-12-18 |