Yue Xie
謝玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Xie (謝玥), a licensed former licensee with CE reference BGQ491. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-07-02 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-07-02 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-02 | 2023-02-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-12-08 | 2016-03-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-12-08 | 2016-03-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-12-08 | 2016-03-04 |