Hongyan Zhao
趙洪岩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongyan Zhao (趙洪岩), a licensed former licensee with CE reference BGQ457. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-15 | 2020-04-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-01 | 2019-04-15 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-04 | 2018-06-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-08-16 | 2017-12-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-08 | 2016-08-16 |