Yi (SFC:BGQ037) Sun
孫怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi (SFC:BGQ037) Sun (孫怡), a licensed former licensee with CE reference BGQ037. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-14 | 2019-04-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-12-08 | 2016-06-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2015-12-08 | 2016-06-09 |