Liwen Yin
尹李雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liwen Yin (尹李雯), a licensed Representative with CE reference BGP813. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2018-07-24 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-12-08 | 2016-12-18 |