Adrian Yu
虞玖龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Yu (虞玖龍), a licensed former licensee with CE reference BGP448. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-23 | 2018-06-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-23 | 2018-06-15 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-23 | 2018-06-15 |