Gunnar Herm
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gunnar Herm ( ), a licensed former licensee with CE reference BGP137. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-26 | 2015-12-02 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-11-26 | 2015-12-02 |