Qian (SFC:BGO844) Xiao
肖倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:BGO844) Xiao (肖倩), a licensed former licensee with CE reference BGO844. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-21 | 2022-10-10 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-21 | 2022-10-10 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-25 | 2017-07-10 |