Simon Mark Roe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Mark Roe ( ), a licensed former licensee with CE reference BGO826. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-16 | 2017-01-20 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-25 | 2015-12-07 |