Simon Mark Roe

CE No. BGO826 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Mark Roe (), a licensed former licensee with CE reference BGO826. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2017-01-16 2017-01-20
State Street Global Advisors Asia Limited
道富環球投資管理亞洲有限公司
Rep Type 1 - Dealing in securities 2015-11-25 2015-12-07

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