Rie Sakai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rie Sakai ( ), a licensed former licensee with CE reference BGN378. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-12-09 | 2016-12-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2016-12-09 | 2016-12-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-12-07 | 2015-12-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2015-12-07 | 2015-12-08 |