Xiaoting Peng
彭晓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Peng (彭晓婷), a licensed former licensee with CE reference BGN039. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-27 | 2023-10-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-27 | 2023-10-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-09 | 2021-09-15 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-09 | 2021-09-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2017-08-18 |