Geoffrey Edwin James Dennis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Edwin James Dennis ( ), a licensed former licensee with CE reference BGM299. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-09 | 2017-11-14 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-12 | 2015-11-16 |