Geoffrey Edwin James Dennis

CE No. BGM299 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Edwin James Dennis, a licensed former licensee with CE reference BGM299. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2017-11-09 2017-11-14
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2015-11-12 2015-11-16

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