Yuan (SFC:BGL501) Liu
劉源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BGL501) Liu (劉源), CE reference BGL501. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Asset Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-23 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-23 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-23 | present |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-23 | 2026-03-23 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-28 | 2026-03-23 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-28 | 2026-03-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2021-07-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-04 | 2021-07-05 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-03 | 2016-11-24 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-03 | 2016-11-24 |