Thomas Richard Wadewitz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Richard Wadewitz ( ), a licensed former licensee with CE reference BGL493. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-10-31 | 2019-11-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-11-30 | 2017-12-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2015-11-06 | 2015-11-11 |