Dongyu Xia
夏冬雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongyu Xia (夏冬雨), a licensed former licensee with CE reference BGL486. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-12 | 2019-05-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-12 | 2019-05-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2018-01-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2018-01-30 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-30 | 2016-10-06 |
| Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-30 | 2016-10-06 |