Daniel Michael Caruso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Michael Caruso ( ), a licensed former licensee with CE reference BGL348. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-02 | 2019-02-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-11-02 | 2019-02-27 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2015-11-02 | 2016-08-05 |