Daniel Michael Caruso

CE No. BGL348 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Michael Caruso (), a licensed former licensee with CE reference BGL348. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2015-11-02 2019-02-27
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-11-02 2019-02-27
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 7 - Providing automated trading services 2015-11-02 2016-08-05

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