John Christopher Leonard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Christopher Leonard ( ), a licensed former licensee with CE reference BGL196. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-10-29 | 2016-07-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-10-29 | 2016-07-01 |